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Robotti Robert's Form 4/A amendment

Amended

Tidewater Inc (TDW) · filed Jul 28, 2023

Accession no.
0001105838-23-000008
Filed
Jul 28, 2023
Trade date
Jul 25, 2023
Filing delay
3 days
Rule 10b5-1 plan
Not checked
Original filed
Jul 27, 2023

This filing lists 1 non-derivative transaction. Open-market purchases total $64.8K. It was filed 3 days after the trade.

This filing was later replaced by the amendment 0001105838-23-000009 (Jul 28, 2023). Trade tables on this site use the amended version.

This amendment replaces 0001105838-23-000007 (filed Jul 27, 2023).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Robotti RobertCIK 0001105838Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 25, 2023Common Stock, $0.0001 Par Value Per SharePPurchaseAcquired+1,135$57.06+$64,763.13,026,792Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents exercising of warrants for shares of the Common Stock, $0.001 par value per share (the "Common Stock"), 516 shares exercised by Mr. Robotti and 619 shares exercised by Suzanne Robotti("Su Robotti"), wife of Robert Robotti.

F2

This amount includes 489,373 shares of the Common Stock directly beneficially owned by the performance-fee paying advisory clients of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors"), 1,520,444 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 895,532 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 33,500 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 126,424 shares of the Common Stock, directly beneficially owned by Robert Robotti.

F3

Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

Read the full filing on SEC EDGAR (opens in a new tab)