Robotti Robert's Form 4/A amendment
AmendedTidewater Inc (TDW) · filed Dec 3, 2021
- Accession no.
- 0001105838-21-000005
- Filed
- Dec 3, 2021
- Trade date
- Nov 12-16, 2021
- Filing delay
- 21 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 16, 2021
This filing lists 3 non-derivative transactions. Open-market purchases total $476.8K. It was filed 21 days after the trade.
This amendment replaces 0001105838-21-000003 (filed Nov 16, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Robotti RobertCIK 0001105838 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2021 | Common Stock, $0.001 Par Value Per Share | PPurchaseAcquired | +15,500 | $11.68 | +$181,040 | 1,885,259 | Indirect | |
| Nov 15, 2021 | Common Stock, $0.001 Par Value Per Share | PPurchaseAcquired | +6,500 | $12.10 | +$78,650 | 1,891,759 | Indirect | |
| Nov 16, 2021 | Common Stock, $0.001 Par Value Per Share | PPurchaseAcquired | +18,000 | $12.06 | +$217,080 | 1,909,759 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Form 4 originally filed on 11/16/2021 is being amended to correct Item 5 to indicate that the Reporting Person's Relationship with the Issuer is as a Director.
- F2
This amount includes 422,872 shares of the Common Stock, par value $0.001 per share (the "Common Stock") directly beneficially owned by the performance-fee paying advisory clients of Robotti & Company Advisors, LLC, an investment adviser registered under the Investment Advisers Act of 1940, as amended ("Robotti Advisors"), 894,609 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 521,030 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 3,000 shares of the Common Stock directly beneficially owned by Suzanne and Robert Robotti Foundation, Inc. ("Robotti Foundation"), 26,381 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 17,367 shares of the Common Stock, of which 11,349 shares are restricted stock, directly beneficially owned by Robert Robotti.
- F3
This amount includes 422,872 shares of the Common Stock, directly beneficially owned by the performance-fee paying advisory clients of Robotti Advisors, 894,609 shares of the Common Stock directly beneficially owned by RIC, 521,030 shares of the Common Stock directly beneficially owned by RI, 3,000 shares of the Common Stock directly beneficially owned by Robotti Foundation, 32,881 shares of the Common Stock directly beneficially owned by Su Robotti, wife of Robert Robotti, and 17,367 shares of the Common Stock, of which 11,349 shares are restricted stock, directly beneficially owned by Robert Robotti.
- F4
This amount includes 422,872 shares of the Common Stock, directly beneficially owned by the performance-fee paying advisory clients of Robotti Advisors, 894,609 shares of the Common Stock directly beneficially owned by RIC, 521,030 shares of the Common Stock directly beneficially owned by RI, 3,000 shares of the Common Stock directly beneficially owned by Robotti Foundation, 32,881 shares of the Common Stock directly beneficially owned by Su Robotti, wife of Robert Robotti, and 35,367 shares of the Common Stock, of which 11,349 shares are restricted stock, directly beneficially owned by Robert Robotti.
- F5
Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his indirect proportionate ownership of Robotti Advisors, as managing director of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.