Hartford Funds Management Co LLC's Form 4 filing
Hartford Schroders Private Opportunities Fund · filed Oct 1, 2026
- Accession no.
- 0001104659-26-112756
- Filed
- Oct 1, 2026, 2:19 PM ET
- Trade date
- Sep 30, 2026
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $4.36M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hartford Funds Management Co LLCCIK 0001546587 | 10% Owner, Other: See Remarks |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2026 | Hartford Schroders Private Opportunities Fund - SDR Shares | SSaleDisposed | −262,428 | $16.63 | −$4,364,177.64 | 1,069,720 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The Reporting Person, Hartford Funds Management Company LLC, is the Investment Adviser of the Issuer. Thomas R. Phillips is an authorized signer of the Reporting Person.