Han Elliot Jin's Form 4/A amendment
AmendedC1 Fund Inc. (CFND) · filed Sep 28, 2026
- Accession no.
- 0001104659-26-111497
- Filed
- Sep 28, 2026, 9:57 PM ET
- Trade date
- Sep 5-Dec 17, 2025
- Filing delay
- 388 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Dec 17, 2025
This filing lists 2 non-derivative transactions. Open-market purchases total $24.1K. It was filed 388 days after the trade.
This amendment replaces 0001104659-25-122570 (filed Dec 18, 2025).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Han Elliot JinCIK 0002013209 | Officer (Chief Investment Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 17, 2025 | Common Stock | PPurchaseAcquired | +5,000 | $4.81 | +$24,050 | 5,000 | Direct | |
| Sep 5, 2025 | Common Stock | JOtherDisposed | −4,057 | $0.00 | $0 | 27,047 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Elliot Han beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. On September 5, 2025, 100,000 shares of common stock held by C1 Group LLC was cancelled because the underwriters did not exercise their over-allotment option, as described in the Issuer's IPO Prospectus. The number of shares reported herein reflect Mr. Han indirect ownership through C1 Group LLC.
- F2
This Form 4 Amendment is being filed to identify shares indirectly owned by Elliot Han through C1 Group LLC, which was not reflected in Mr. Han's prior beneficial ownership filings.