Han Xu Harley's Form 4/A amendment
AmendedYuanbao Inc. (YB) · filed Sep 25, 2026
- Accession no.
- 0001104659-26-110654
- Filed
- Sep 25, 2026, 8:46 AM ET
- Trade date
- Sep 16, 2026
- Filing delay
- 9 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Sep 18, 2026
This filing lists 1 derivative transaction. It carries over 3 transactions from the original filing that it did not restate. It was filed 9 days after the trade.
This amendment restates part of 0001104659-26-108766 (filed Sep 18, 2026). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Han Xu HarleyCIK 0002116718 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2026 | Class A ordinary shares | FTax withholdingDisposed | −6,222 | $12.31F2 | −$76,592.82 | 3,537 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001104659-26-108766 (filed Sep 18, 2026).
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2026 | Class A ordinary shares | AGrant or awardAcquired | +19,362 | $0.00 | $0 | 19,362 | Direct | |
| Sep 16, 2026 | Class A ordinary shares | MOption exerciseDisposed | −19,362 | $0.00 | $0 | 0 | Direct | |
| Sep 16, 2026 | Class A ordinary shares | MOption exerciseAcquired | +19,362 | $0.00 | $0 | 4,574 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents American Depositary Share ("ADS"). Each ADS is convertible at any time, at the holder's election, into six (6) Class A Ordinary Shares, with a par value of US$0.0001 per share, of Yuanbao Inc. The ADSs have no expiration date.
- F2
The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment updates the Form 4 with the actual number of shares withheld. The price reported in Column 8 is a weighted average price per ADS sold, with the last of such sales completed on September 23, 2026. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table II.