Tu William's Form 4 filing
Glass House Brands Inc. (GLAS) · filed Sep 18, 2026
- Accession no.
- 0001104659-26-108931
- Filed
- Sep 18, 2026, 4:05 PM ET
- Trade date
- Sep 16, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tu WilliamCIK 0002120766 | Officer (SVP, Corporate Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2026 | Equity Shares | MOption exerciseDisposed | −38,691 | $0.00 | $0 | 100,580 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Each RSU represents the right to receive, at settlement, one share of GHBI's Equity Shares.
Referenced by the price of 1 transaction in Table I.
- F4
The Equity Shares were sold to satisfy the Reporting Person's tax withholding obligations. Represents the Equity Shares sold at a weighted average sale price of $8.08 per share. The Equity Shares were sold in multiple transactions at prices ranging from $8.00 to $8.16. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Equity Shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.