Hagerty Holding Corp.'s Form 4 filing
Hagerty, Inc. (HGTY) · filed Sep 11, 2026
- Accession no.
- 0001104659-26-107145
- Filed
- Sep 11, 2026, 6:15 PM ET
- Trade date
- Sep 9-11, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $122.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hagerty Holding Corp.CIK 0001899295 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2026 | Class A Common Stock | CConversionAcquired | +9,250,000 | –F1 | – | 9,250,000 | Direct | |
| Sep 9, 2026 | Class A Common Stock | SSaleDisposed | −9,250,000 | $11.47 | −$106,116,000 | 0 | Direct | |
| Sep 11, 2026 | Class A Common Stock | CConversionAcquired | +1,387,500 | –F2 | – | 1,387,500 | Direct | |
| Sep 11, 2026 | Class A Common Stock | SSaleDisposed | −1,387,500 | $11.47 | −$15,917,400 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
9,250,000 shares of Class A Common Stock were issued to the Reporting Person in exchange for an equal number of Paired Interests (as defined below) that were surrendered by the Reporting Person pursuant to the Amended and Restated Exchange Agreement, dated as of December 2, 2021 and amended and restated as of March 23, 2022 (the "Exchange Agreement"), among the Issuer, The Hagerty Group, LLC ("OpCo"), the Reporting Person, Markel Corporation ("Markel") and each of the Reporting Person's and Markel's Qualified Transferees (as defined therein). Each "Paired Interest" consists of one share of Class V Common Stock of the Issuer and one unit of limited liability company interest of OpCo and may be surrendered by the Reporting Person pursuant to the Exchange Agreement in exchange for a share of Class A Common Stock of the Issuer or, at the option of the Issuer, cash.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F2
1,387,500 shares of Class A Common Stock were issued to the Reporting Person in exchange for an equal number of Paired Interests that were surrendered by the Reporting Person pursuant to the Exchange Agreement.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.