Tu William's Form 4 filing
Glass House Brands Inc. (GLAS) · filed Sep 11, 2026
- Accession no.
- 0001104659-26-107116
- Filed
- Sep 11, 2026, 5:02 PM ET
- Trade date
- Sep 1-11, 2026
- Filing delay
- 10 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $30.7K. It was filed 10 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tu WilliamCIK 0002120766 | Officer (SVP, Corporate Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2026 | Equity Shares | MOption exerciseAcquired | +5,800 | –F3 | – | 9,618 | Direct | |
| Sep 4, 2026 | Equity Shares | FTax withholdingDisposed | −2,017 | $9.00F4 | −$18,153 | 7,601 | Direct | |
| Sep 11, 2026 | Equity Shares | SSaleDisposed | −3,818 | $8.03 | −$30,658.54 | 3,783 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2026 | Equity Shares | MOption exerciseDisposed | −5,800 | $0.00 | $0 | 139,271 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Each RSU represents the right to receive, at settlement, one share of GHBI's Equity Shares.
Referenced by the price of 1 transaction in Table I.
- F4
The Equity Shares were sold to satisfy the Reporting Person's tax withholding obligations at a price of $9.00 per share.
Referenced by the price of 1 transaction in Table I.