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Vogt Frederick G's Form 4 filing

Iovance Biotherapeutics, Inc. (IOVA) · filed Sep 10, 2026

Accession no.
0001104659-26-106752
Filed
Sep 10, 2026, 5:01 PM ET
Trade date
Sep 8, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Vogt Frederick GCIK 0001719678Director, Officer (Interim CEO & General Counsel)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 8, 2026Common StockMOption exerciseAcquired+15,626$0.00$0602,085Direct
Sep 8, 2026Common StockFTax withholdingDisposed−6,638$8.70−$57,750.6595,447Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 8, 2026Common stockMOption exerciseDisposed−15,626$0.00$093,756Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)