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Phillips Anne M.'s Form 4 filing

Barinthus Biotherapeutics plc. (BRNS) · filed Sep 9, 2026

Accession no.
0001104659-26-106341
Filed
Sep 9, 2026, 4:20 PM ET
Trade date
Sep 9, 2026
Filing delay
Same day
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 5 derivative transactions. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Phillips Anne M.CIK 0001627680Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 9, 2026Ordinary SharesDReturned to the companyDisposed−3,000–F3–0Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 9, 2026Ordinary SharesDReturned to the companyDisposed−34,328$0.00$00Direct
Sep 9, 2026Ordinary SharesDReturned to the companyDisposed−18,604$0.00$00Direct
Sep 9, 2026Ordinary SharesDReturned to the companyDisposed−19,197$0.00$00Direct
Sep 9, 2026Ordinary SharesDReturned to the companyDisposed−19,516$0.00$00Direct
Sep 9, 2026Ordinary SharesDReturned to the companyDisposed−20,174$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

Pursuant to the Merger Agreement and in connection with the effectiveness of the Scheme, at the Effective Time, each Share of the Issuer was converted into the right to receive 0.111 shares of common stock, $0.0001 par value per share, of Topco (the "Topco Common Stock").

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)