Qin Lihong's Form 4 filing
NIO Inc. (NIO) · filed Sep 1, 2026
- Accession no.
- 0001104659-26-104303
- Filed
- Sep 1, 2026, 4:07 PM ET
- Trade date
- Sep 1, 2026
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Qin LihongCIK 0002111249 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2026 | American depositary shares | MOption exerciseAcquired | +300,000 | $0.00 | $0 | 619,662 | Direct | |
| Sep 1, 2026 | American depositary shares | FTax withholdingDisposed | −150,000 | $4.23F3 | −$634,500 | 469,662 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2026 | Class A ordinary share | MOption exerciseDisposed | −300,000 | $0.00 | $0 | 900,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The closing price of the Issuer's American depositary shares on the last trading day before the reported transaction. The Issuer expects to sell these shares on behalf of the Reporting Person in the open market, and the actual sales price may differ from the closing price reported herein.
Referenced by the price of 1 transaction in Table I.