Mudrick Jason's Form 4 filing
Vroom, Inc. (VRM) · filed Aug 17, 2026
- Accession no.
- 0001104659-26-097892
- Filed
- Aug 17, 2026, 4:36 PM ET
- Trade date
- Aug 13, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 derivative transaction. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mudrick JasonCIK 0001367262 | Director, 10% Owner |
| Mudrick Capital Management, L.P.CIK 0001655183 | Director, 10% Owner |
| Mudrick Capital Management LLCCIK 0001730922 | Director, 10% Owner |
| Mudrick Distressed Opportunity Drawdown Fund II, L.P.CIK 0001763080 | Director, 10% Owner |
| Mudrick Distressed Opportunity Drawdown Fund II SC, L.P.CIK 0001813394 | Director, 10% Owner |
| Mudrick Distressed Opportunity Drawdown Fund II GP, LLCCIK 0001813765 | Director, 10% Owner |
| Mudrick Distressed Opportunity 2020 Dislocation Fund, L.P.CIK 0001860577 | Director, 10% Owner |
| Pietroforte MatthewCIK 0001926971 | Director, 10% Owner |
| Mudrick Distressed Opportunity Drawdown Fund III, L.P.CIK 0002024855 | Director, 10% Owner |
| Mudrick Distressed Opportunity Drawdown Fund III GP, LLCCIK 0002051254 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2026 | Common Stock | PPurchaseAcquired | +570,199 | –F4 | – | – | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
Pursuant to an Exchange and Subscription Agreement with the Issuer, dated as of May 14, 2026 (the "Exchange Agreement"), the Reporting Persons acquired from the Issuer Senior Secured Delayed Draw Convertible Notes due 2032 ("Notes") that are convertible into shares of Common Stock pursuant to the terms of the Exchange Agreement and the terms of the Senior Secured Delayed Draw Convertible Note.
Referenced by the price of 1 transaction in Table II.
Remarks
Exhibit 99.1 (Joint Filer Information) is incorporated herein by reference. This Form 4 is the first of two identical Form 4s filed relating to the same event. The Form 4 has been split into two filings because there are more than 10 Reporting Persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 Reporting Persons. Each Form 4 is filed by Designated Filer, Mudrick Capital Management, L.P