Segal Paul's Form 4 filing
Battalion Oil Corp (BATL) · filed Aug 7, 2026
- Accession no.
- 0001104659-26-092798
- Filed
- Aug 7, 2026, 5:45 PM ET
- Trade date
- Aug 7, 2026
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 6 derivative transactions. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Segal PaulCIK 0001427470 | 10% Owner |
| Gen IV Investment Opportunities, LLCCIK 0001697367 | 10% Owner |
| LSP Investment Advisors, LLCCIK 0001728850 | 10% Owner |
| LSP Generation IV, LLCCIK 0001730248 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 7, 2026 | Common Stock | CConversionAcquired | +253,815 | $0.00 | $0 | 253,815 | Direct | |
| Aug 7, 2026 | Common Stock | CConversionAcquired | +1,607,845 | $0.00 | $0 | 1,861,660 | Direct | |
| Aug 7, 2026 | Common Stock | CConversionAcquired | +799,216 | $0.00 | $0 | 2,660,876 | Direct | |
| Aug 7, 2026 | Common Stock | CConversionAcquired | +833,383 | $0.00 | $0 | 3,494,259 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 7, 2026 | Series A Redeemable Convertible Preferred Stock | SSaleDisposed | −5,138 | –F2,F3 | – | 0 | Direct | |
| Aug 7, 2026 | Common Stock | SSaleDisposed | −1,609,147 | –F2,F3 | – | 1,231.89 | Direct | |
| Aug 7, 2026 | Common Stock | CConversionDisposed | −253,815 | $0.00 | $0 | 0 | Direct | |
| Aug 7, 2026 | Common Stock | CConversionDisposed | −1,607,845 | $0.00 | $0 | 0 | Direct | |
| Aug 7, 2026 | Common Stock | CConversionDisposed | −799,216 | $0.00 | $0 | 0 | Direct | |
| Aug 7, 2026 | Common Stock | CConversionDisposed | −833,383 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
On August 7, 2026, Gen IV and the Company entered into the Preferred Stock Repurchase and Conversion Agreement to effect (i) the Company's repurchase of 5,138 shares of Series A Redeemable Convertible Preferred Stock and 6,578.11 shares of Series A-1 Redeemable Convertible Preferred Stock, par value $0.0001 per share ("Series A-1 Preferred Shares") from Gen IV for an aggregate purchase price of $19,000,000; and (ii) the conversion of 1,231.89 shares of Series A-1 Preferred Shares, 6,630 shares of Series A-2 Redeemable Convertible Preferred Stock, par value $0.0001 per share ("Series A-2 Preferred Shares"), 3,789 shares of Series A-3 Redeemable Convertible Preferred Stock, par value $0.0001 per share ("Series A-3 Preferred Shares"), and 3,789 shares of Series A-4 Redeemable Convertible Preferred Stock, par value $0.0001 per share ("Series A-4 Preferred Shares") into an aggregate of 3,494,259 shares of common stock, par value $0.0001 per share ("Common Stock") of the Company.
Referenced by the price of 2 transactions in Table II.
- F3
No additional consideration was paid in connection with such conversion.
Referenced by the price of 2 transactions in Table II.