Pooler Joseph W. Jr.'s Form 4 filing
Cohen & Co Inc. (COHN) · filed Aug 7, 2026
- Accession no.
- 0001104659-26-092781
- Filed
- Aug 7, 2026, 5:08 PM ET
- Trade date
- Aug 5-6, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $103.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pooler Joseph W. Jr.CIK 0001478247 | Officer (EVP, CFO and Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.50 to $12.50, inclusive. The reporting person undertakes to provide to Cohen & Company Inc., any security holder of Cohen & Company Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
These shares were sold in multiple transactions, each at a price of $15.00.
Referenced by the price of 1 transaction in Table I.