Barrett Jonathan Dan's Form 4/A amendment
AmendedBattalion Oil Corp (BATL) · filed May 26, 2026
- Accession no.
- 0001104659-26-066491
- Filed
- May 26, 2026, 9:17 PM ET
- Trade date
- Mar 30-31, 2026
- Filing delay
- 57 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Apr 1, 2026
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $8.63M. It was filed 57 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barrett Jonathan DanCIK 0001731639 | Director, 10% Owner |
| Luminus Management LLCCIK 0001279151 | 10% Owner |
| Luminus Energy Partners Master Fund, Ltd.CIK 0001405850 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 30, 2026 | Common Stock | SSaleDisposed | −681,105 | $5.59 | −$3,807,376.95 | 1,415,885 | Indirect | Duplicate filing |
| Mar 30, 2026 | Common Stock | CConversionAcquired | +1,800,000 | $0.00 | $0 | 3,215,885 | Indirect | Duplicate filing |
| Mar 31, 2026 | Common Stock | SSaleDisposed | −872,586 | $3.85 | −$3,359,456.1 | 2,343,299 | Indirect | Duplicate filing |
| Mar 31, 2026 | Common Stock | SSaleDisposed | −336,791 | $4.33 | −$1,458,305.03 | 2,006,508 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 30, 2026 | Series A-2 Redeemable Convertible Preferred Stock | CConversionAcquired | +7,803 | – | – | 9,408 | Indirect | Duplicate filing |
| Mar 30, 2026 | Common Stock | SSaleDisposed | −131,291 | $13.78 | −$1,809,189.98 | 0 | Indirect | Duplicate filing |
| Mar 30, 2026 | Common Stock | SSaleDisposed | −13,330 | $13.78 | −$183,687.4 | 0 | Indirect | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.