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Steinhart Richard I's Form 4 filing

BioXcel Therapeutics, Inc. (BTAIQ) · filed May 22, 2026

Accession no.
0001104659-26-065838
Filed
May 22, 2026
Trade date
May 4-20, 2026
Filing delay
18 daysLate
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.46K. It was filed 18 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Steinhart Richard ICIK 0001293789Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 4, 2026Common StockMOption exerciseAcquired+17,500––33,145Direct
May 20, 2026Common StockSSaleDisposed−6,845$1.09−$7,461.0526,300Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 4, 2026Common StockMOption exerciseDisposed−17,500$0.00$052,500Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)