Yu Peter's Form 4 filing
Factorial Energy Inc. (FAC) · filed Apr 17, 2026
- Accession no.
- 0001104659-26-044953
- Filed
- Apr 17, 2026, 5:00 PM ET
- Trade date
- Apr 15-17, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market purchases total $2.07M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yu PeterCIK 0001426890 | Director, Officer (Chairman and CEO), 10% Owner |
| Pangaea Three-B, LPCIK 0001754782 | 10% Owner |
| CGC III Sponsor LLCCIK 0002049612 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 15, 2026 | Class A ordinary shares | PPurchaseAcquired | +100,000 | $10.32 | +$1,032,400 | 1,371,000 | Indirect | |
| Apr 16, 2026 | Class A ordinary shares | PPurchaseAcquired | +100,000 | $10.33 | +$1,032,700 | 1,471,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 15, 2026 | Class A ordinary shares | PPurchaseAcquired | +34,963 | $0.76 | +$26,571.88 | 143,498 | Indirect | |
| Apr 16, 2026 | Class A ordinary shares | PPurchaseAcquired | +152,100 | $0.86 | +$130,806 | 295,598 | Indirect | |
| Apr 17, 2026 | Class A ordinary shares | PPurchaseAcquired | +28,522 | $0.90 | +$25,669.8 | 324,120 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.