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Kaseta Michael's Form 4 filing

Liquidia Corp (LQDA) · filed Apr 16, 2026

Accession no.
0001104659-26-044511
Filed
Apr 16, 2026
Trade date
Apr 14-15, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.72M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kaseta MichaelCIK 0001724346Officer (CFO and COO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 14, 2026Common StockMOption exerciseAcquired+3,000$2.79+$8,370408,775Direct
Apr 14, 2026Common StockSSaleDisposed−3,000$40.00−$120,000405,775Direct
Apr 15, 2026Common StockSSaleDisposed−9,044$40.14F4−$363,026.16396,731Direct
Apr 15, 2026Common StockMOption exerciseAcquired+86,971$2.79+$242,649.09483,702Direct
Apr 15, 2026Common StockSSaleDisposed−86,971$40.14F4−$3,491,015.94396,731Direct
Apr 15, 2026Common StockSSaleDisposed−43,375$40.14F4−$1,741,072.5353,356Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 14, 2026Common StockMOption exerciseDisposed−3,000$0.00$097,505Direct
Apr 15, 2026Common StockMOption exerciseDisposed−86,971$0.00$010,534Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

Price is the volume weighted average price of all transactions made by the Reporting Person on the transaction date for prices ranging from $40.00 to $40.39. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 3 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)