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Shesky Craig's Form 4 filing

TMC the metals Co Inc. (TMC) · filed Mar 26, 2026

Accession no.
0001104659-26-035390
Filed
Mar 26, 2026
Trade date
Mar 24-26, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $1.58M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Shesky CraigCIK 0001874308Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 24, 2026Common SharesSSaleDisposed−51,941$4.74F2−$246,200.341,719,519Direct
Mar 25, 2026Common SharesSSaleDisposed−78,186$4.58F3−$358,091.881,641,333Direct
Mar 26, 2026Common SharesSSaleDisposed−215,492$4.53F4−$976,178.761,425,841Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $4.67 to $4.88 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

Referenced by the price of 1 transaction in Table I.

F3

The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $4.47 to $4.85 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

Referenced by the price of 1 transaction in Table I.

F4

The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $4.40 to $4.61 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)