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Zhou Fion Wenjuan's Form 4 filing

Niu Technologies (NIU) · filed Mar 17, 2026

Accession no.
0001104659-26-029058
Filed
Mar 17, 2026
Trade date
Mar 15-16, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $77.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Zhou Fion WenjuanCIK 0001968457Director, Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 15, 2026American depositary sharesMOption exerciseAcquired+45,000–F3–164,284Direct
Mar 16, 2026American depositary sharesSSaleDisposed−22,113$3.48−$76,953.24142,171Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 15, 2026Class A ordinary sharesMOption exerciseDisposed−90,000$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

Each RSU represents the contingent right to receive one (1) Class A ordinary shares of the Company upon vesting.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)