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Goin Kathleen's Form 4 filing

Palvella Therapeutics, Inc. (PVLA) · filed Feb 20, 2026

Accession no.
0001104659-26-018136
Filed
Feb 20, 2026
Trade date
Feb 18, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $341.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Goin KathleenCIK 0001912570Officer (Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 18, 2026Common StockMOption exerciseAcquired+2,154$7.14+$15,379.562,154Direct
Feb 18, 2026Common StockMOption exerciseAcquired+2,148$9.08+$19,503.844,302Direct
Feb 18, 2026Common StockSSaleDisposed−3,026$79.16−$239,538.161,276Direct
Feb 18, 2026Common StockSSaleDisposed−1,276$79.97−$102,041.720Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 18, 2026Common StockMOption exerciseDisposed−2,154$0.00$017,243Direct
Feb 18, 2026Common StockMOption exerciseDisposed−2,148$0.00$017,184Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)