Jeffs Roger's Form 4 filing
Liquidia Corp (LQDA) · filed Jan 13, 2026
- Accession no.
- 0001104659-26-003367
- Filed
- Jan 13, 2026
- Trade date
- Jan 9-12, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.49M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jeffs RogerCIK 0001231615 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 9, 2026 | Common Stock | MOption exerciseAcquired | +13,833 | –F1 | – | 1,046,806 | Direct | |
| Jan 9, 2026 | Common Stock | MOption exerciseAcquired | +57,332 | –F1 | – | 1,104,138 | Direct | |
| Jan 12, 2026 | Common Stock | SSaleDisposed | −66,610 | $37.43 | −$2,493,212.3 | 1,037,528 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 9, 2026 | Common Stock | MOption exerciseDisposed | −13,833 | $0.00 | $0 | 110,669 | Direct | |
| Jan 9, 2026 | Common Stock | MOption exerciseDisposed | −57,332 | $0.00 | $0 | 171,995 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Performance stock units ("PSUs") convert into common stock on a one-for-one basis.
Referenced by the price of 2 transactions in Table I.