Hong Chun K's Form 4 filing
Netlist Inc (NLST) · filed Jan 5, 2026
- Accession no.
- 0001104659-26-000916
- Filed
- Jan 5, 2026
- Trade date
- Dec 31, 2025-Jan 5, 2026
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $250.0K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hong Chun KCIK 0001381057 | Director, Officer (President, CEO and Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2025 | Common Stock | MOption exerciseAcquired | +300,000 | $0.70 | +$210,000 | 8,354,382 | Direct | |
| Jan 5, 2026 | Common Stock | SSaleDisposed | −200,000 | $1.00 | −$200,000 | 8,154,382 | Direct | |
| Jan 5, 2026 | Common Stock | SSaleDisposed | −50,000 | $1.00 | −$50,000 | 3,561,177 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2025 | Common Stock | MOption exerciseDisposed | −300,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.