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D Loren Robert W's Form 4 filing

XCel Brands, Inc. (XELB) · filed Dec 5, 2025

Accession no.
0001104659-25-118995
Filed
Dec 5, 2025, 8:46 PM ET
Trade date
Dec 3-5, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market purchases total $17.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
D Loren Robert WCIK 0001086742Director, Officer (CEO and Chairman), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 3, 2025Common StockAGrant or awardAcquired+31,507$0.94+$29,616.58545,387Direct
Dec 3, 2025Common StockFTax withholdingDisposed−14,556$0.94−$13,682.64530,831Direct
Dec 3, 2025Common StockAGrant or awardAcquired+25,000$0.94+$23,500555,831Direct
Dec 5, 2025Common StockPPurchaseAcquired+50,000$0.35+$17,500605,831Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 3, 2025Common StockAGrant or awardAcquired+250,674$0.00$0250,674Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)