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DiSanto Mark's Form 4 filing

XCel Brands, Inc. (XELB) · filed Dec 5, 2025

Accession no.
0001104659-25-118994
Filed
Dec 5, 2025, 8:45 PM ET
Trade date
Dec 3-5, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $17.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
DiSanto MarkCIK 0001530941Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 3, 2025Common StockAGrant or awardAcquired+15,167$0.94+$14,256.9822,917Direct
Dec 3, 2025Common StockAGrant or awardAcquired+20,000$0.94+$18,80042,917Direct
Dec 5, 2025Common StockPPurchaseAcquired+50,000$0.35+$17,500337,018Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 3, 2025Common StockAGrant or awardAcquired+36,500$0.00$036,500Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)