Jeffs Roger's Form 4 filing
Liquidia Corp (LQDA) · filed Oct 15, 2025
- Accession no.
- 0001104659-25-099747
- Filed
- Oct 15, 2025
- Trade date
- Oct 10-13, 2025
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $474.3K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jeffs RogerCIK 0001231615 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 10, 2025 | Common Stock | MOption exerciseAcquired | +13,834 | –F1 | – | 1,053,234 | Direct | |
| Oct 13, 2025 | Common Stock | SSaleDisposed | −20,261 | $23.41 | −$474,310.01 | 1,032,973 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 10, 2025 | Common Stock | MOption exerciseDisposed | −13,834 | $0.00 | $0 | 124,502 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Performance stock units ("PSUs") convert into common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.