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Ocko Matthew's Form 4 filing

Rocket Lab Corp (RKLB) · filed Sep 18, 2025

Accession no.
0001104659-25-091375
Filed
Sep 18, 2025
Trade date
Sep 16, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 16 non-derivative transactions. Open-market sales total $90.3M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ocko MatthewCIK 0001836089Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 16, 2025Common StockSSaleDisposed−303,076$47.49F1−$14,393,079.24779,977Indirect
Sep 16, 2025Common StockSSaleDisposed−745,239$47.49F1−$35,391,400.111,917,900Indirect
Sep 16, 2025Common StockSSaleDisposed−138,901$48.53F4−$6,740,865.53641,076Indirect
Sep 16, 2025Common StockSSaleDisposed−341,545$48.53F4−$16,575,178.851,576,355Indirect
Sep 16, 2025Common StockSSaleDisposed−67,409$49.24F5−$3,319,219.16573,667Indirect
Sep 16, 2025Common StockSSaleDisposed−165,753$49.24F5−$8,161,677.721,410,602Indirect
Sep 16, 2025Common StockSSaleDisposed−12,993$50.24F6−$652,768.32560,674Indirect
Sep 16, 2025Common StockSSaleDisposed−31,948$50.24F6−$1,605,067.521,378,654Indirect
Sep 16, 2025Common StockSSaleDisposed−9,000$51.79F7−$466,110551,674Indirect
Sep 16, 2025Common StockSSaleDisposed−22,130$51.79F7−$1,146,112.71,356,524Indirect
Sep 16, 2025Common StockSSaleDisposed−10,148$52.23F8−$530,030.04541,526Indirect
Sep 16, 2025Common StockSSaleDisposed−24,955$52.23F8−$1,303,399.651,331,569Indirect
Sep 16, 2025Common StockJOtherDisposed−541,526$0.00$00Indirect
Sep 16, 2025Common StockJOtherDisposed−1,331,569$0.00$00Indirect
Sep 16, 2025Common StockJOtherDisposed−9,894$0.00$09,894Indirect
Sep 16, 2025Common StockJOtherDisposed−164,026$0.00$0164,026Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in column 4 is a weighted average price of the aggregate number of shares sold. These shares were sold in multiple transactions at prices ranging from $47.013 to $48.01, inclusive. The Reporting Person undertakes to provide to Rocket Lab Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

F4

The price reported in column 4 is a weighted average price of the aggregate number of shares sold. These shares were sold in multiple transactions at prices ranging from $48.013 to $49.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

F5

The price reported in column 4 is a weighted average price of the aggregate number of shares sold. These shares were sold in multiple transactions at prices ranging from $49.015 to $50.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

F6

The price reported in column 4 is a weighted average price of the aggregate number of shares sold. These shares were sold in multiple transactions at prices ranging from $50.02 to $50.398, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

F7

The price reported in column 4 is a weighted average price of the aggregate number of shares sold. These shares were sold in multiple transactions at prices ranging from $51.10 to $52.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

F8

The price reported in column 4 is a weighted average price of the aggregate number of shares sold. These shares were sold in multiple transactions at prices ranging from $52.10 to $52.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)