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Moomaw Scott's Form 4 filing

Liquidia Corp (LQDA) · filed Sep 3, 2025

Accession no.
0001104659-25-087067
Filed
Sep 3, 2025
Trade date
Aug 29-Sep 2, 2025
Filing delay
5 days
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.02M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Moomaw ScottCIK 0001832592Officer (Chief Commercial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 29, 2025Common StockMOption exerciseAcquired+1,875–F1–225,946Direct
Sep 2, 2025Common StockSSaleDisposed−692$29.05−$20,102.6225,254Direct
Sep 2, 2025Common StockSSaleDisposed−8,315$28.62F8−$237,975.3216,939Direct
Sep 2, 2025Common StockSSaleDisposed−61,685$28.62F8−$1,765,424.7155,254Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 29, 2025Common StockMOption exerciseDisposed−1,875$0.00$03,750Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Referenced by the price of 1 transaction in Table I.

F8

Price is the volume weighted average price of all transactions made by the Reporting Person on the transaction date for prices ranging from $28.06 to $29.25. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)