O'Sullivan Anthony's Form 4 filing
TMC the metals Co Inc. (TMC) · filed Aug 28, 2025
- Accession no.
- 0001104659-25-084942
- Filed
- Aug 28, 2025
- Trade date
- May 27-Aug 26, 2025
- Filing delay
- 93 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 9 derivative transactions. Open-market sales total $3.31M. It was filed 93 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Sullivan AnthonyCIK 0001874198 | Officer (Chief Development Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 26, 2025 | Common Shares | MOption exerciseAcquired | +250,000 | $0.65 | +$162,500 | 1,375,667 | Direct | |
| Aug 26, 2025 | Common Shares | SSaleDisposed | −250,000 | $5.25 | −$1,312,500 | 1,125,667 | Direct | |
| May 27, 2025 | Common Shares | SSaleDisposed | −100,000 | $4.78 | −$478,000 | 235,110 | Indirect | |
| Jun 9, 2025 | Common Shares | SSaleDisposed | −50,000 | $4.20 | −$210,000 | 185,110 | Indirect | |
| Jun 20, 2025 | Common Shares | SSaleDisposed | −185,110 | $7.09 | −$1,312,429.9 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 26, 2025 | Common Shares | MOption exerciseDisposed | −1,011,259 | – | – | 761,259 | Direct | |
| Aug 26, 2025 | Common Shares | MOption exerciseAcquired | +5,454 | – | – | 5,454 | Direct | |
| Aug 26, 2025 | Common Shares | MOption exerciseAcquired | +10,909 | – | – | 10,909 | Direct | |
| Aug 26, 2025 | Common Shares | MOption exerciseAcquired | +10,909 | – | – | 10,909 | Direct | |
| Aug 26, 2025 | Common Shares | MOption exerciseAcquired | +21,818 | – | – | 21,818 | Direct | |
| Aug 26, 2025 | Common Shares | MOption exerciseAcquired | +21,818 | – | – | 21,818 | Direct | |
| Aug 26, 2025 | Common Shares | MOption exerciseAcquired | +21,818 | – | – | 21,818 | Direct | |
| Aug 26, 2025 | Common Shares | MOption exerciseAcquired | +27,272 | – | – | 27,272 | Direct | |
| Aug 26, 2025 | Common Shares | MOption exerciseAcquired | +27,272 | – | – | 27,272 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.