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Hartford Funds Management Co LLC's Form 4 filing

Hartford Schroders Private Opportunities Fund · filed Aug 1, 2025

Accession no.
0001104659-25-072958
Filed
Aug 1, 2025
Trade date
Aug 1, 2025
Filing delay
Same day
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $1.50M. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hartford Funds Management Co LLCCIK 000154658710% Owner, Other: See Remarks

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 1, 2025Hartford Schroders Private Opportunities Fund - SDR sharesPPurchaseAcquired+119,904$12.51+$1,499,999.041,328,525Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

The Reporting Person, Hartford Funds Management Company, LLC is the investment advisor of the Issuer. Thomas R. Phillips is an authorized signer of the Reporting Person.

Read the full filing on SEC EDGAR (opens in a new tab)