Klein Michael Stuart's Form 4 filing
Oklo Inc.OKLO · filed Jun 25, 2025
- Accession no.
- 0001104659-25-062672
- Filed
- Jun 25, 2025, 7:09 PM ET
- Trade date
- Jun 23, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $2.74M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klein Michael StuartCIK 0001327392 | Director |
| M. Klein Associates, Inc.CIK 0001751504 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 23, 2025 | Common Stock, par value $0.0001 per share | SSaleDisposed | −25,000 | $55.22F1 | −$1,380,512.5 | 225,000 | Indirect | |
| Jun 23, 2025 | Common Stock, par value $0.0001 per share | SSaleDisposed | −12,100 | $53.71F2 | −$649,847.44 | 212,900 | Indirect | |
| Jun 23, 2025 | Common Stock, par value $0.0001 per share | SSaleDisposed | −12,900 | $55.22F3 | −$712,292.85 | 200,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
212,900 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 12,100 of the Shares are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. Michael Klein is the sole stockholder of Allies Capital Corp. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.2165 to $55.2248, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F2
The Shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.
Referenced by the price of 1 transaction in Table I.
- F3
The Shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.
Referenced by the price of 1 transaction in Table I.