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Cherng Peggy's Form 4 filing

NKGen Biotech, Inc. (NKGN) · filed Jun 2, 2025

Accession no.
0001104659-25-055325
Filed
Jun 2, 2025, 12:11 PM ET
Trade date
May 27, 2025
Filing delay
6 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $2.50M. It was filed 6 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cherng PeggyCIK 000123550310% Owner
CFIC-2015 NV Family Investments, LLCCIK 000203477610% Owner
Cherng Andrew Jin-ChanCIK 000203544810% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 27, 2025Common StockPPurchaseAcquired+19,669,552$0.1271+$2,500,000.0621,752,885Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 27, 2025Common StockPPurchaseAcquired+39,339,103$0.1271+$4,999,999.9939,339,103Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)