Warnock Greg's Form 4 filing
MNTN, Inc. (MNTN) · filed May 28, 2025
- Accession no.
- 0001104659-25-053596
- Filed
- May 28, 2025, 4:37 PM ET
- Trade date
- May 23, 2025
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.80M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Warnock GregCIK 0001522008 | 10% Owner |
| Mercato Partners Growth AI III, L.P.CIK 0001631694 | 10% Owner |
| Mercato Partners Growth III, L.P.CIK 0001631695 | 10% Owner |
| Mercato Partners Traverse IIIe, L.P.CIK 0001990107 | 10% Owner |
| Mercato Partners Growth III GP, LLCCIK 0002060676 | 10% Owner |
| Mercato Traverse MNTN Series D Coinvest, LLCCIK 0002060678 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 23, 2025 | Class A Common Stock | CConversionAcquired | +164,807 | –F1 | – | 6,468,022 | Indirect | |
| May 23, 2025 | Class A Common Stock | SSaleDisposed | −300,000 | $16.00 | −$4,800,000 | 6,168,022 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 23, 2025 | Class A Common Stock | CConversionDisposed | −164,807 | –F1 | – | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Upon the closing of the Issuer's initial public offering, the convertible notes automatically converted into shares of Class A Common Stock upon the terms of the Note Conversion Agreement, as further described in the Issuer's Form S-1 (File No. 333-285471). The shares of Class A Common Stock issued upon conversion of the convertible notes were issued as follows: 158,862 shares to MPG III and 5,945 shares to MPG AI III.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.