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Marshall Ernest W Jr's Form 4 filing

Eaton Corp plc (ETN) · filed May 8, 2025

Accession no.
0001104659-25-046128
Filed
May 8, 2025
Trade date
May 7, 2025
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.00M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Marshall Ernest W JrCIK 0001768444Officer (See Remarks below.)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 7, 2025Ordinary SharesMOption exerciseAcquired+1,018$98.21+$99,977.7837,039Direct
May 7, 2025Ordinary SharesSSaleDisposed−1,018$300.02−$305,420.3636,021Direct
May 7, 2025Ordinary SharesMOption exerciseAcquired+15,632$98.21+$1,535,218.7251,653Direct
May 7, 2025Ordinary SharesSSaleDisposed−15,632$300.05F1−$4,690,381.636,021Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 7, 2025Ordinary SharesMOption exerciseDisposed−1,018$0.00$015,632Direct
May 7, 2025Ordinary SharesMOption exerciseDisposed−15,632$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $300.00 - $300.41. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Remarks

Executive Vice President and Chief Human Resources Officer of Eaton Corporation, a subsidiary of the Issuer.

Read the full filing on SEC EDGAR (opens in a new tab)