Lucresca SE's Form 4 filing
Krispy Kreme, Inc. (DNUT) · filed Apr 25, 2025
- Accession no.
- 0001104659-25-039531
- Filed
- Apr 25, 2025, 5:24 PM ET
- Trade date
- Apr 23, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market sales total $3.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lucresca SECIK 0001394212 | 10% Owner |
| Agnaten SECIK 0001579044 | 10% Owner |
| JAB Holdings B.V.CIK 0001579134 | 10% Owner |
| JAB Holding Co s.a r.l.CIK 0001621428 | 10% Owner |
| Joh. A. Benckiser s.a.r.l.CIK 0001746867 | 10% Owner |
| JAB Investments S.a r.l.CIK 0001747036 | 10% Owner |
| JAB Indulgence B.V.CIK 0001869810 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 23, 2025 | Common Stock, par value $0.01 per share | SSaleDisposed | −694,445 | $4.32F1 | −$3,000,002.4 | 74,190,990 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On April 23, 2025, JAB Indulgence B.V. ("JAB Indulgence") agreed to sell 694,445 shares (the "Shares") of common stock, par value $0.01 per share (the "Common Stock"), of Krispy Kreme, Inc. (the "Company") in a privately negotiated transaction.
Referenced by the price of 1 transaction in Table I.
- F2
On April 23, 2025, JAB Indulgence agreed to grant an option to purchase 4,166,670 Shares currently held by JAB Indulgence (the "Matching Option") to an individual in a privately negotiated transaction. The Matching Option (or a portion thereof) will vest on the fifth anniversary of the grant date, subject to certain terms and conditions to be included in an award agreement between JAB Indulgence and such individual.
Referenced by the price of 1 transaction in Table II.
- F3
On April 23, 2025, JAB Indulgence agreed to grant to a one-time incentive award in the form of restricted stock units with respect to 173,612 Shares (the "RSUs") to an individual in a privately negotiated transaction. The RSUs represent a contingent right to receive one Share for each RSU. The RSUs will vest on the fifth anniversary of the grant date, subject to certain terms and conditions to be included in an award agreement between JAB Indulgence and such individual.
Referenced by the price of 1 transaction in Table II.