Kanders Warren B's Form 4 filing
Cadre Holdings, Inc. (CDRE) · filed Mar 20, 2025
- Accession no.
- 0001104659-25-026143
- Filed
- Mar 20, 2025
- Trade date
- Mar 18-19, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.78M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kanders Warren BCIK 0000935577 | Director, Officer (CEO AND CHAIRMAN), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 18, 2025 | Common Stock, par value $0.0001 per share ("Common Stock") | MOption exerciseAcquired | +11,180 | –F1 | – | 49,984 | Direct | |
| Mar 18, 2025 | Common Stock | FTax withholdingDisposed | −4,400 | $32.33 | −$142,252 | 45,584 | Direct | |
| Mar 18, 2025 | Common Stock | SSaleDisposed | −50,000 | $32.20F3 | −$1,610,000 | 11,016,192 | Indirect | |
| Mar 19, 2025 | Common Stock | SSaleDisposed | −100,000 | $31.73F4 | −$3,173,000 | 10,916,192 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 18, 2025 | Common Stock | MOption exerciseDisposed | −11,180 | $0.00 | $0 | 22,360 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Comprised of a restricted stock units award (the "Restricted Stock Award") previously granted on March 18, 2024, under Cadre Holdings, Inc.'s (the "Issuer") 2021 Stock Incentive Plan (the "Plan") consisting of 33,540 shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"). 11,180 restricted shares of Common Stock vested and became non-forfeitable on March 18, 2025, and 11,180 restricted shares of Common Stock will vest and become non-forfeitable on each of March 18, 2026 and March 18, 2027, respectively.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were sold in multiple transactions at prices ranging from $31.93-$32.41 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price per share. These shares of Common Stock were sold in multiple transactions at prices ranging from $31.37-$32.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (4) to this Form 4.
Referenced by the price of 1 transaction in Table I.