Haslam Alan Douglas's Form 4 filing
Perpetua Resources Corp. (PPTA) · filed Mar 7, 2025
- Accession no.
- 0001104659-25-021843
- Filed
- Mar 7, 2025
- Trade date
- Mar 5, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $202.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Haslam Alan DouglasCIK 0001902353 | Officer ((See remarks (6))) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 5, 2025 | Common Shares | MOption exerciseAcquired | +10,752 | –F1 | – | 76,515 | Direct | |
| Mar 5, 2025 | Common Shares | AGrant or awardAcquired | +64,510 | $0.00 | $0 | 141,025 | Direct | |
| Mar 5, 2025 | Common Shares | SSaleDisposed | −3,287 | $8.82F3 | −$28,991.34 | 137,738 | Direct | |
| Mar 5, 2025 | Common Shares | SSaleDisposed | −19,721 | $8.82F3 | −$173,939.22 | 118,017 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 5, 2025 | Common Shares | MOption exerciseDisposed | −10,752 | $0.00 | $0 | 56,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
A restricted share unit ("RSU") entitles the holder to receive one Common Share (or cash equal to the value thereof) for each vested RSU. The RSUs that vested on March 5, 2025 were settled in Common Shares of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F3
The sale price included on this Form 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.76 to $9.00, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the ranges set forth in this footnote (3).
Referenced by the price of 2 transactions in Table I.
Remarks
(6) VP, Permitting at Perpetua Resources Idaho, Inc., a wholly owned subsidiary of Perpetua Resources Corp.