Klinsky Steven B's Form 4/A amendment
AmendedNew Mountain Private Credit Fund · filed Feb 14, 2025
- Accession no.
- 0001104659-25-014219
- Filed
- Feb 14, 2025
- Trade date
- Dec 17, 2024
- Filing delay
- 59 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Dec 19, 2024
This filing lists 2 non-derivative transactions. It carries over 4 transactions from the original filing that it did not restate. It was filed 59 days after the trade.
This amendment restates part of 0001104659-24-130355 (filed Dec 19, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klinsky Steven BCIK 0001018327 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 17, 2024 | Common shares of ben. interest, par value $0.001 per share | JOtherAcquired | +2,290,651.44 | –F3 | – | 2,290,651.44 | Direct | |
| Dec 17, 2024 | Common shares of ben. interest, par value $0.001 per share | JOtherAcquired | +3,676,696.51 | –F3 | – | 3,676,696.51 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001104659-24-130355 (filed Dec 19, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 17, 2024 | Common shares of ben. interest, par value $0.001 per share | PPurchaseAcquired | +12,600 | –F3 | – | 12,600 | Indirect | |
| Dec 17, 2024 | Common shares of ben. interest, par value $0.001 per share | PPurchaseAcquired | +12,600 | –F3 | – | 12,600 | Indirect | |
| Dec 17, 2024 | Common shares of ben. interest, par value $0.001 per share | PPurchaseAcquired | +12,600 | –F3 | – | 12,600 | Indirect | |
| Dec 17, 2024 | Common shares of ben. interest, par value $0.001 per share | PPurchaseAcquired | +12,600 | –F3 | – | 12,600 | Indirect |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F3
Includes 600 Shares that were received by the Reporting Person for no consideration in connection with such trust's purchase from the Issuer of 12,000 Shares at $25.00 per Share.
Referenced by the price of 4 transactions in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4 filed on December 19, 2024 disclosed an estimated number of common shares of beneficial interest, par value $0.001 per share (the "Shares") received based on calculations available as of the date of the filing, and, as a result of such estimation, overstated the number of Shares received by Mr. Klinsky 71,553.888 Shares. This amendment is being filed to correct the number of Shares received by Mr. Klinsky and the amount of securities beneficially owned following the reported transaction based on the final calculation.
- F2
The original Form 4 filed on December 19, 2024 disclosed an estimated number of Shares received based on calculations available as of the date of the filing and, as a result of such estimation, overstated the number of Shares received by New Mountain GP Holdings, L.P. by 114,486.750 Shares. This amendment is being filed to correct the number of Shares received by New Mountain GP Holdings, L.P. and the amount of securities beneficially owned following the reported transaction based on the final calculation.
- F3
Reflects Shares that were issued to New Mountain Guardian Investments III, L.L.C. to be held on behalf of its members in connection with the merger agreement between Issuer and New Mountain Guardian III BDC, L.L.C. ("NMG") and related transactions thereto and distributed pro rata to Reporting Person as a member of NMG effective as of the closing of such transactions. Shares received is an estimate based on calculations available as of the date of filing. The Reporting Person undertakes to amend this Form 4, if necessary, following the final calculation.
Referenced by the price of 2 transactions in Table I.
- F4
Represents securities held directly by New Mountain GP Holdings, L.P. NM Holdings GP, L.L.C. is the general partner of New Mountain GP Holdings, L.P. Steven B. Klinsky is the sole member and managing member of NM Holdings GP, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their/its pecuniary interest therein.