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Braunstein Scott's Form 4 filing

Marinus Pharmaceuticals, Inc. (MRNS) · filed Feb 11, 2025

Accession no.
0001104659-25-011239
Filed
Feb 11, 2025
Trade date
Aug 14, 2024-Feb 11, 2025
Filing delay
181 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 9 derivative transactions. Open-market purchases total $6.53K. It was filed 181 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Braunstein ScottCIK 0001643875Director, Officer (CHAIRMAN AND CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 14, 2024Common StockPPurchaseAcquired+5,933$1.10F2+$6,526.3304,600Direct
Feb 7, 2025Common StockDReturned to the companyDisposed−125,064$0.55F3−$68,785.2179,536Direct
Feb 11, 2025Common StockDReturned to the companyDisposed−179,536$0.55F3−$98,744.80Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 11, 2025Common StockDReturned to the companyDisposed−167,825$0.00$00Direct
Feb 11, 2025Common StockDReturned to the companyDisposed−335,650$0.00$00Direct
Feb 11, 2025Common StockDReturned to the companyDisposed−360,000$0.00$00Direct
Feb 11, 2025Common StockDReturned to the companyDisposed−193,050$0.00$00Direct
Feb 11, 2025Common StockDReturned to the companyDisposed−290,000$0.00$00Direct
Feb 11, 2025Common StockDReturned to the companyDisposed−450,000$0.00$00Direct
Feb 11, 2025Common StockDReturned to the companyDisposed−200,000$0.00$00Direct
Feb 11, 2025Common StockDReturned to the companyDisposed−15,917$0.00$00Direct
Feb 11, 2025Common StockDReturned to the companyDisposed−7,500$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $1.09 to $1.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

On December 29, 2024, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Immedica Pharma AB, a corporation organized and existing under the laws of Sweden ("Parent"), and Matador Subsidiary, Inc. a Delaware corporation and a wholly owned subsidiary of Parent ("Purchaser"). Pursuant to the terms of the Merger Agreement and the Offer (as defined in the Merger Agreement), each share of Common Stock held by the Reporting Person was acquired, subject to adjustment, at a purchase price of $0.55 per share (the "Offer Price") in cash.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)