McJannet David's Form 4 filing
HashiCorp, Inc. (HCP) · filed Dec 23, 2024
- Accession no.
- 0001104659-24-131339
- Filed
- Dec 23, 2024
- Trade date
- Dec 20, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 7 derivative transactions. Open-market sales total $1.63M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McJannet DavidCIK 0001894737 | Director, Officer (CEO and Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2024 | Class A Common Stock | MOption exerciseAcquired | +74,516 | –F1 | – | 494,047 | Direct | |
| Dec 20, 2024 | Class A Common Stock | CConversionAcquired | +19,457 | –F2 | – | 513,504 | Direct | |
| Dec 20, 2024 | Class A Common Stock | SSaleDisposed | −47,526 | $34.22 | −$1,626,339.72 | 465,978 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2024 | Class A Common Stock | MOption exerciseDisposed | −17,813 | $0.00 | $0 | 71,250 | Direct | |
| Dec 20, 2024 | Class A Common Stock | MOption exerciseDisposed | −7,560 | $0.00 | $0 | 37,803 | Direct | |
| Dec 20, 2024 | Class A Common Stock | MOption exerciseDisposed | −28,439 | $0.00 | $0 | 255,958 | Direct | |
| Dec 20, 2024 | Class A Common Stock | MOption exerciseDisposed | −20,704 | $0.00 | $0 | 269,160 | Direct | |
| Dec 20, 2024 | Class B Common Stock | MOption exerciseDisposed | −19,457 | $0.00 | $0 | 0 | Direct | |
| Dec 20, 2024 | Class A Common Stock | MOption exerciseAcquired | +19,457 | $0.00 | $0 | 162,866 | Direct | |
| Dec 20, 2024 | Class A Common Stock | CConversionDisposed | −19,457 | $0.00 | $0 | 143,409 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
Referenced by the price of 1 transaction in Table I.
- F2
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Referenced by the price of 1 transaction in Table I.