Rodriguez Javier's Form 4 filing
BioXcel Therapeutics, Inc. (BTAIQ) · filed Dec 17, 2024
- Accession no.
- 0001104659-24-129458
- Filed
- Dec 17, 2024, 6:04 PM ET
- Trade date
- Dec 14-16, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $153.02. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rodriguez JavierCIK 0001847919 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2024 | Common Stock | MOption exerciseAcquired | +521 | – | – | 24,291 | Direct | |
| Dec 15, 2024 | Common Stock | MOption exerciseAcquired | +562 | – | – | 24,853 | Direct | |
| Dec 16, 2024 | Common Stock | SSaleDisposed | −210 | $0.355 | −$74.55 | 24,643 | Direct | |
| Dec 16, 2024 | Common Stock | SSaleDisposed | −220 | $0.3567 | −$78.47 | 24,423 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2024 | Common Stock | MOption exerciseDisposed | −521 | $0.00 | $0 | 2,606 | Direct | |
| Dec 15, 2024 | Common Stock | MOption exerciseDisposed | −562 | $0.00 | $0 | 5,064 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.