Gates William H III's Form 4 filing
Ecolab Inc. (ECL) · filed Nov 22, 2024
- Accession no.
- 0001104659-24-122237
- Filed
- Nov 22, 2024, 8:44 PM ET
- Trade date
- Nov 20-22, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions. Open-market sales total $67.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gates William H IIICIK 0000902012 | 10% Owner |
| Cascade Investment, L.L.C.CIK 0001052192 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 20, 2024 | Common Stock | SSaleDisposed | −52,684 | $240.66F1 | −$12,678,683.83 | 29,402,599 | Indirect | |
| Nov 20, 2024 | Common Stock | SSaleDisposed | −44,960 | $241.59F2 | −$10,862,093.22 | 29,357,639 | Indirect | |
| Nov 20, 2024 | Common Stock | SSaleDisposed | −7,698 | $242.42F3 | −$1,866,114.52 | 29,349,941 | Indirect | |
| Nov 20, 2024 | Common Stock | SSaleDisposed | −1,200 | $243.65F4 | −$292,376.04 | 29,348,741 | Indirect | |
| Nov 21, 2024 | Common Stock | SSaleDisposed | −28,249 | $242.21F5 | −$6,842,308.94 | 29,320,492 | Indirect | |
| Nov 21, 2024 | Common Stock | SSaleDisposed | −71,751 | $243.02F6 | −$17,436,605.14 | 29,248,741 | Indirect | |
| Nov 22, 2024 | Common Stock | SSaleDisposed | −16,919 | $245.34F7 | −$4,150,949.76 | 29,231,822 | Indirect | |
| Nov 22, 2024 | Common Stock | SSaleDisposed | −52,965 | $246.15F8 | −$13,037,144.08 | 29,178,857 | Indirect | |
| Nov 22, 2024 | Common Stock | SSaleDisposed | −116 | $246.85 | −$28,634.6 | 29,178,741 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $240.1100 to $241.1075. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $241.1100 to $242.0925. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $242.1100 to $243.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $243.1300 to $243.9250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $241.5300 to $242.5200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $242.5300 to $243.4900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $244.7300 to $245.6300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $245.8200 to $246.5400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.