Espineli Marissa B's Form 4 filing
Innodata Inc (INOD) · filed Nov 22, 2024
- Accession no.
- 0001104659-24-122088
- Filed
- Nov 22, 2024
- Trade date
- Nov 21, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.81M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Espineli Marissa BCIK 0001918785 | Officer (Interim CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2024 | Common Stock | MOption exerciseAcquired | +23,333 | $3.41 | +$79,565.53 | 23,333 | Direct | |
| Nov 21, 2024 | Common Stock | MOption exerciseAcquired | +10,000 | $1.24 | +$12,400 | 33,333 | Direct | |
| Nov 21, 2024 | Common Stock | MOption exerciseAcquired | +5,000 | $6.96 | +$34,800 | 38,333 | Direct | |
| Nov 21, 2024 | Common Stock | SSaleDisposed | −38,333 | $47.17F1,F2 | −$1,808,167.61 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2024 | Common Stock | MOption exerciseDisposed | −23,333 | $0.00 | $0 | 11,667 | Direct | |
| Nov 21, 2024 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 0 | Direct | |
| Nov 21, 2024 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trading prices ranging from $47.00 to $47.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
The sale of the shares reported in Column 4 was made as part of the reporting person's financial planning, including for retirement and portfolio diversification purposes.
Referenced by the price of 1 transaction in Table I.