Gates William H III's Form 4 filing
Ecolab Inc. (ECL) · filed Nov 20, 2024
- Accession no.
- 0001104659-24-121085
- Filed
- Nov 20, 2024, 5:27 PM ET
- Trade date
- Nov 18-19, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market sales total $40.1M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gates William H IIICIK 0000902012 | 10% Owner |
| Cascade Investment, L.L.C.CIK 0001052192 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2024 | Common Stock | SSaleDisposed | −72,725 | $245.89F1 | −$17,882,372.07 | 29,546,016 | Indirect | |
| Nov 18, 2024 | Common Stock | SSaleDisposed | −11,148 | $246.38F2 | −$2,746,652.04 | 29,534,868 | Indirect | |
| Nov 19, 2024 | Common Stock | SSaleDisposed | −8,785 | $243.32F3 | −$2,137,556.54 | 29,526,083 | Indirect | |
| Nov 19, 2024 | Common Stock | SSaleDisposed | −42,460 | $244.35F4 | −$10,375,215.64 | 29,483,623 | Indirect | |
| Nov 19, 2024 | Common Stock | SSaleDisposed | −28,340 | $245.03F5 | −$6,944,079.35 | 29,455,283 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $245.2100 to $246.2050. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $246.2100 to $246.7550. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $242.7450 to $243.7400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $243.7600 to $244.7400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $244.7450 to $245.7000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.