Tsang Claudius's Form 4 filing
ASPAC III Acquisition Corp. (ASPC) · filed Nov 15, 2024
- Accession no.
- 0001104659-24-119683
- Filed
- Nov 15, 2024
- Trade date
- Nov 12, 2024
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 1 derivative transaction. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tsang ClaudiusCIK 0001845870 | Director, Officer (CEO and CFO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2024 | Class A Ordinary Share, no par value | PPurchaseAcquired | +280,000 | –F1 | – | 1,861,250 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2024 | Ordinary Share, no par value | PPurchaseAcquired | +28,000 | –F2 | – | 280,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the 280,000 private units owned by A SPAC III (Holdings) Corp., the Issuer's sponsor. The private units consist of ordinary shares and rights. The private units were purchased at $10 per unit for an aggregate purchase price of $2,800,000. Mr. Claudius Tsang is the director of A SPAC III (Holdings) Corp. Mr. Tsang has voting and dispositive power over the shares held of record by A SPAC III (Holdings) Corp.
Referenced by the price of 1 transaction in Table I.
- F2
The rights convert automatically into Class A ordinary shares at the completion of the Issuer's initial business combination.
Referenced by the price of 1 transaction in Table II.