Gates William H III's Form 4 filing
Ecolab Inc. (ECL) · filed Nov 12, 2024
- Accession no.
- 0001104659-24-116939
- Filed
- Nov 12, 2024, 5:23 PM ET
- Trade date
- Nov 8-11, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions. Open-market sales total $34.9M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gates William H IIICIK 0000902012 | 10% Owner |
| Cascade Investment, L.L.C.CIK 0001052192 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2024 | Common Stock | SSaleDisposed | −1,381 | $246.23F1 | −$340,046.94 | 30,261,258 | Indirect | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −192 | $247.90F2 | −$47,597.47 | 30,261,066 | Indirect | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −23,098 | $248.63F3 | −$5,742,765.66 | 30,237,968 | Indirect | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −10,265 | $249.51F4 | −$2,561,170.88 | 30,227,703 | Indirect | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −54,892 | $250.22F5 | −$13,735,103.69 | 30,172,811 | Indirect | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −40,708 | $250.52F6 | −$10,198,119.31 | 30,132,103 | Indirect | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −9,034 | $251.08F7 | −$2,268,283.82 | 30,123,069 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $245.9300 to $246.8700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $247.8300 to $247.9100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $247.9300 to $248.9250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $248.9300 to $249.9250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $249.9300 to $250.8500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $249.7900 to $250.7850. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $250.7900 to $251.6298. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.