Gates William H III's Form 4 filing
Ecolab Inc. (ECL) · filed Nov 8, 2024
- Accession no.
- 0001104659-24-115929
- Filed
- Nov 8, 2024, 4:55 PM ET
- Trade date
- Nov 6-7, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions. Open-market sales total $31.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gates William H IIICIK 0000902012 | 10% Owner |
| Cascade Investment, L.L.C.CIK 0001052192 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2024 | Common Stock | SSaleDisposed | −54,026 | $244.88F1 | −$13,230,135.4 | 30,334,715 | Indirect | |
| Nov 6, 2024 | Common Stock | SSaleDisposed | −8,088 | $246.02F2 | −$1,989,817.04 | 30,326,627 | Indirect | |
| Nov 6, 2024 | Common Stock | SSaleDisposed | −12,876 | $246.66F3 | −$3,176,007.04 | 30,313,751 | Indirect | |
| Nov 6, 2024 | Common Stock | SSaleDisposed | −297 | $247.45 | −$73,492.65 | 30,313,454 | Indirect | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −7,981 | $245.01F4 | −$1,955,410.44 | 30,305,473 | Indirect | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −32,161 | $246.05F5 | −$7,913,072.54 | 30,273,312 | Indirect | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −10,673 | $246.62F6 | −$2,632,138.97 | 30,262,639 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $244.3900 to $245.3400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $245.4700 to $246.1600. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $246.5000 to $247.3000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $244.3600 to $245.3550. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $245.3650 to $246.3500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $246.3600 to $246.9800. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.