Gates William H III's Form 4 filing
Ecolab Inc. (ECL) · filed Nov 4, 2024
- Accession no.
- 0001104659-24-114012
- Filed
- Nov 4, 2024, 9:08 PM ET
- Trade date
- Oct 31-Nov 4, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 13 non-derivative transactions. Open-market sales total $195.9M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gates William H IIICIK 0000902012 | 10% Owner |
| Cascade Investment, L.L.C.CIK 0001052192 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2024 | Common Stock | SSaleDisposed | −32,271 | $245.19F1 | −$7,912,520.04 | 31,153,283 | Indirect | |
| Oct 31, 2024 | Common Stock | SSaleDisposed | −208,049 | $245.90F2 | −$51,158,312.88 | 30,945,234 | Indirect | |
| Oct 31, 2024 | Common Stock | SSaleDisposed | −50,139 | $247.22F3 | −$12,395,453.83 | 30,895,095 | Indirect | |
| Oct 31, 2024 | Common Stock | SSaleDisposed | −12,939 | $248.22F4 | −$3,211,770.34 | 30,882,156 | Indirect | |
| Oct 31, 2024 | Common Stock | SSaleDisposed | −102,528 | $249.15F5 | −$25,544,502.6 | 30,779,628 | Indirect | |
| Oct 31, 2024 | Common Stock | SSaleDisposed | −3,210 | $249.87F6 | −$802,071.79 | 30,776,418 | Indirect | |
| Nov 1, 2024 | Common Stock | SSaleDisposed | −260,010 | $244.75F7 | −$63,636,823.48 | 30,516,408 | Indirect | |
| Nov 1, 2024 | Common Stock | SSaleDisposed | −54,450 | $245.99F8 | −$13,394,253.51 | 30,461,958 | Indirect | |
| Nov 1, 2024 | Common Stock | SSaleDisposed | −8,202 | $246.62F9 | −$2,022,810.87 | 30,453,756 | Indirect | |
| Nov 4, 2024 | Common Stock | SSaleDisposed | −31,387 | $243.15F10 | −$7,631,739.63 | 30,422,369 | Indirect | |
| Nov 4, 2024 | Common Stock | SSaleDisposed | −18,657 | $243.81F11 | −$4,548,806.08 | 30,403,712 | Indirect | |
| Nov 4, 2024 | Common Stock | SSaleDisposed | −12,849 | $244.99F12 | −$3,147,879.08 | 30,390,863 | Indirect | |
| Nov 4, 2024 | Common Stock | SSaleDisposed | −2,122 | $245.97F13 | −$521,949.61 | 30,388,741 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $244.6950 to $245.4900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $245.7000 to $246.6900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $246.7000 to $247.6900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $247.7000 to $248.4700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $248.7800 to $249.6900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $249.7300 to $249.9800. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $244.2900 to $245.2800. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $245.2942 to $246.2800. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $246.3700 to $246.9500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $242.4975 to $243.4900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $243.5000 to $244.4700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $244.5000 to $245.4850. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $245.5500 to $246.3200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.