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Gupta Rajesh's Form 4 filing

Wilhelmina International, Inc. (WHLM) · filed Oct 31, 2024

Accession no.
0001104659-24-112767
Filed
Oct 31, 2024, 6:00 AM ET
Trade date
Oct 28, 2024
Filing delay
3 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market sales total $185.1K. It was filed 3 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gupta RajeshCIK 000200945510% Owner
Omni Retail Enterprises, LLCCIK 000201656510% Owner
Omni Holdings Management, LLCCIK 000203877810% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 28, 2024Common Stock, par value $0.01 per shareSSaleDisposed−55,000$3.37F2−$185,091.5825,604Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.2500 to $3.4200 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)