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Kauffman Robert I's Form 4 filing

Aldel Financial II Inc. (ALDF) · filed Oct 25, 2024

Accession no.
0001104659-24-111581
Filed
Oct 25, 2024
Trade date
Oct 23, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kauffman Robert ICIK 0001124462Director, Officer (Chief Executive Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 23, 2024Class A Ordinary Shares, par value $0.0001PPurchaseAcquired+477,500––477,500IndirectDuplicate filing

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 23, 2024Class A Ordinary Shares, par value $0.0001PPurchaseAcquired+238,750––238,750IndirectDuplicate filing
Oct 23, 2024Class A Ordinary Shares, par value $0.0001PPurchaseAcquired+1,000,000––1,000,000IndirectDuplicate filing

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)